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College of the Holy Cross | Attention: Office of Gift Planning
One College Street | Worcester, MA 01610 | giftplanning@holycross.edu | 508-793-3481

How to Give Stock Donations as Legacy Gifts

Gifts of Appreciated Securities

For others, Forever.


Contact the Office of Gift Planning to discuss your charitable gift intentions and ensure your gift makes the desired impact.
Office of Gift Planning: (508) 793-3481 | giftplanning@holycross.edu

A Smart, Tax-Efficient Way to Support Holy Cross

Gifts of appreciated securities owned for more than one year are a tax-efficient way to support the College. You can enjoy an immediate tax deduction for the full value of your gift and pay no capital gains tax. You may choose to make a significant outright gift to Holy Cross now, or use appreciated securities to fund a gift that pays income for life and benefits the College later.


The "Double" Tax Advantage

When you donate appreciated securities directly to Holy Cross:

  • Avoid Capital Gains Tax - No tax on the appreciation
  • Claim Full Charitable Deduction - Deduct the complete fair market value

Important Gift Processing Information

Outright gifts of securities and mutual funds are sold upon receipt, making them available for immediate use by the College. The charitable deduction is determined by the fair market value on the date of the transfer of the asset to Holy Cross, no matter what you originally paid for them.

Special Considerations:
  • If this transfer will be used to establish a life-income gift (charitable gift annuity or trust), please contact the Office of Gift Planning first at (508) 793-3481 or giftplanning@holycross.edu.
  • Some gifts, such as closely held stock, may require review by the College's Gift Acceptance Committee. The Office of Gift Planning can assist with any questions you may have.

How to Transfer Your Securities

Step 1: Provide Transfer Instructions to Your Broker

DTC Eligible Securities (including Mutual Funds sent via ACAT)

  • DTC#: 0443
  • Firm: Pershing, LLC (One Pershing Plaza, Jersey City, NJ 07399)
  • For Credit to account #: N7M002176
  • Client account name: Trustees of the College of the Holy Cross

Fed Eligible Securities (Treasury Securities and certain bonds)

  • ABA#: 021000018
  • Bank: Bank of NY/Pershing, LLC
  • For Credit to account #: N7M002176
  • Client account name: Trustees of the College of the Holy Cross
Step 2: Notify the Office of Advancement

Call (508) 793-3481 or email oas@holycross.edu with:

  • Number of shares being transferred
  • Name(s) of security(ies)
  • Your broker's name, firm, phone and fax numbers
  • Broker's DTC##
  • Your mailing address for acknowledgment
  • Purpose or designation of gift
Step 3: Plan Your Timing

The gift value is based on the average of the market high and low for the date Holy Cross receives the gift (not the date you advise your broker to make the transfer). Be sure to let your broker know your desired timeframe (e.g., by December 31 for year-end tax benefits).

Holy Cross will send you an acknowledgement with the receipt date and value for your tax records.


Special Situations

Physical Securities

Physical certificates and required paperwork should be mailed directly to Pershing, LLC AND notice sent to Gift Processing at bnymcmgiftprocessing@bnymellon.com.

Mail certificates to:
Pershing, LLC, One Pershing Plaza, Jersey City, NJ 07399
Attention: Security Receive Area

Required Paperwork

Mail required paperwork separately to:

Pershing, LLC, One Pershing Plaza, Jersey City, NJ 07399
Attention: Pending Papers Area

Foreign Securities, Bonds and Mutual Funds requiring BIN##

Have your broker contact Gift Processing at bnymcmgiftprocessing@bnymellon.com for additional instructions.


Questions About Transfers?
Office of Advancement Services: (508) 793-3481 | oas@holycross.edu
Ready to Discuss Your Gift Plans?
Julie Karavan MS, CFRE
Phone: 508-793-3481
Email: giftplanning@holycross.edu

College of the Holy Cross is an educational institution and does not provide tax, legal or financial advice. the College strongly encourages all of our benefactors to seek counsel from their own legal and financial advisors.

Download Securities Transfer Instructions

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© Planned Giving Marketing. This document is informational and educational in nature. It is not offering professional tax, legal, or accounting advice. For specific advice about the effect of any planning concept on your tax or financial situation or with your estate, please consult a qualified professional advisor.

  • College of the Holy Cross

  • One College Street
  • Worcester, MA 01610
  • giftplanning@holycross.edu

This site is informational and educational in nature. It is not offering professional tax, legal, or accounting advice. For specific advice about the effect of any planning concept on your tax or financial situation or with your estate, please consult a qualified professional advisor.

Copyright ® College of the Holy Cross and Planned Giving Marketing (opens in a new window) .